401(k)审计基础,第3部分-分配测试,投资和审计总结
适用于新接触ERISA审核的员工或主管审核员, 这个网络广播提供了对401(k)计划及其工作原理的理解,并解决了分配测试问题, investments and audit wrap-up.
Format
Webcast
NASBA Field of Study
Auditing
Level
Basic
CPE Credits
2
Instructor
Sonal Fernandez, Randi Chambers, Marilee Lau
Availability
3 months
Product Number
WC4364789
Distribution testing, investments and audit wrap-up
员工福利计划审计与公司审计有很大的不同,需要了解特定于计划的独特审计领域.
401(k)审计基础系列的第3部分介绍了分布测试, investments and audit wrap-up, including:
- 各种类型的计划分配和福利支付
- Types of plan investments and the related disclosures
- ERISA第103(a)(3)(C)条和非第103(a)(3)(C)条审计以及在这些领域常见的常见问题和错误
- Wrapping up the audit
- Common issues and errors seen in these areas
Key Topics
- Plan distributions and benefit payments
- Investments and related disclosures
- ERISA Section 103(a)(3)(C) audits
- Audit wrap-up
Learning Outcomes
- Identify various types of plan investments.
- Distinguish required investment disclosures.
- 回想一下ERISA第103(a)(3)(C)条和非第103(a)(3)(C)条审计的独特方面,以及这些领域通常出现的常见问题和错误.
- 确定不同类型的计划分配和福利支付.
- Recognize issues to consider in wrapping up the audit.
Who Will Benefit
Auditors new to employee benefit plan auditing
Group ordering for your team
6+ registrants
We can help with group discounts. Email client.support@aicpa-cima.com
US customers call 1-800-634-6780 (option 1)
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